0000914760-12-000015.txt : 20120213 0000914760-12-000015.hdr.sgml : 20120213 20120213162509 ACCESSION NUMBER: 0000914760-12-000015 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20120213 DATE AS OF CHANGE: 20120213 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: RICHMOND GEORGE E CENTRAL INDEX KEY: 0001055125 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: 13705 SHORELINE COURT EAST CITY: EARTH CITY STATE: MO ZIP: 63045 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: YOUNG INNOVATIONS INC CENTRAL INDEX KEY: 0000949874 STANDARD INDUSTRIAL CLASSIFICATION: DENTAL EQUIPMENT & SUPPLIES [3843] IRS NUMBER: 431718931 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-52883 FILM NUMBER: 12599425 BUSINESS ADDRESS: STREET 1: 13705 SHORELINE COURT CITY: EARTH CITY STATE: MO ZIP: 63045 BUSINESS PHONE: 3143440010 MAIL ADDRESS: STREET 1: 13705 SHORELINE CT CITY: EARTH CITY STATE: MO ZIP: 63045 SC 13G/A 1 y48794_13ga6.htm AMENDMENT NO. 6 y48794_13ga6.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
SCHEDULE 13G
 
Under the Securities Exchange Act of 1934
 
(Amendment No. 8)
 
YOUNG INNOVATIONS, INC.
(Name of Issuer)
 
Common Stock
(Title of Class of Securities)
 
987520 10 3
(CUSIP Number)
 
December 31, 2011
(Date of Event which Requires Filing of this Statement)
 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
 
[
]  Rule 13d-1(b)
 
[
]  Rule 13d-1(c)
  [ X ]  Rule 13d-1(d)
 
 
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.
 
 

 
 

 



CUSIP Number 987520 10 3            Schedule 13G
 
1.
NAME OF REPORTING PERSON
IRS. IDENTIFICATION NUMBER. OF ABOVE PERSON (ENTITIES ONLY)
George E. Richmond
 
 
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)        o
(b)        o
 
 
3.
SEC USE ONLY
 
4.
CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
 
 
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
 
     
5.
SOLE VOTING POWER
2,108,204
 
 
6.
SHARED VOTING POWER
-0-
 
 
7.
SOLE DISPOSITIVE POWER
2,108,204
 
 
8.
SHARED DISPOSITIVE POWER
-0-
 
 
9.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,108,204
 
 
 
 

 
 

 


 
10.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
x Amount excludes 1,102 shares of Common Stock held by Mr. Richmond’s spouse. Mr. Richmond has no voting or dispositive power over such shares and disclaims beneficial ownership of the 1,102 shares.
x Amount excludes 49,282 shares of Common Stock held by the Richmond Foundation for which Mr. Richmond serves as President. The voting and disposition of the shares held by the Richmond Foundation requires the approval of a majority of the members (currently three). Mr. Richmond disclaims beneficial ownership of the 49,282 shares.
 
 
11.
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
27%
 
 
12.
TYPE OF REPORTING PERSON
IN
 
 
 

 
 

 


CUSIP Number 987520 10 3              Schedule 13G
 
Item 1.
 
(a)
Name of Issuer:
Young Innovations, Inc.
 
 
(b)
Address of Issuer’s Principal Executive Offices:
13705 Shoreline Court East
Earth City, MO 63045
 
Item 2.
 
(a)
Name of person filing:
George E. Richmond
 
 
(b)
Address of principal business office or, if none, residence:
13705 Shoreline Court East
Earth City, MO 63045
 
 
(c)
Citizenship: United States citizen
 
 
(d)
Title of Class of Securities: Common Stock, par value $.01 per share
 
 
(e)
CUSIP Number: 987520 10 3
 
Item 3.
If this statement is filed pursuant to sections 240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a:
 
Not applicable.
 
 
(a)
[
]
Broker or dealer registered under section 15 of the Act.
 
 
 
(b)
[
]
Bank as defined in section 3(a)(6) of the Act.
 
 
 
(c)
[
]
Insurance company as defined in section 3(a)(19) of the Act.
 
  (d) [ Investment company registered under section 8 of the Investment Company Act of 1940.

 
 

 
 

 


 
 
(e)
[
]
An investment adviser in accordance with section 240.13d-1(b)(1)(ii)(E).
 
  (f) [ ]
An employee benefit plan or endowment fund in accordance with section 240.13d-1(b)(1)(ii)(F).
 
  (g) 
A parent holding company or control person in accordance with section 240.13d-1(b)(ii)(G).
 
  (h)  [
A savings association as defined in section 3(b) of the Federal Deposit Insurance Act.
 
  (i) 
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940. 
 
  (j)  [ ] Group, in accordance with section 240.13d-1(b)(1)(ii)(J).
 
 
 
If this statement is filed pursuant to section 240.13d-1(c), check this box: [  ]
 
 
Item 4.
Ownership.
 
 
(a)
Amount beneficially owned: 2,108,204 (See (10) on the cover page regarding
Shares excluded from the amount listed as beneficially owned.
 
 
 
(b)
Percent of class: 27%
 
 
(c)
Number of shares as to which such persons have:
 
 
(i)
Sole power to vote or to direct the vote: 2,108,204
 
 
(ii)
Shared power to vote or to direct the vote: -0-
 
 
(iii)
Sole power to dispose or to direct the disposition of: 2,108,204
 
 
(iv)
Shared power to dispose or to direct the disposition of: -0-
 
 
                       
 

 
 

 



 
Item 5.
Ownership of Five Percent or Less of a Class.
 
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following: o
 
Item 6.
Ownership of More than Five Percent on Behalf of Another Person.
Not applicable.
 
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.
Not applicable.
 
Item 8.
Identification and Classification of Members of the Group
Not applicable.
 
Item 9.
Notice of Dissolution of Group.
Not applicable.
 
Item 10.
Certification
Not applicable.
 
 

 
 

 



SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
Dated: February 13, 2012
 
/s/ Kelee Williams
Kelee Williams, attorney in fact for George E. Richmond

EX-24 2 y48794_x24.htm POWER OF ATTORNEY y48794_x24.htm
                        POWER OF ATTORNEY



     The undersigned constitutes and appoints Julia A. Carter,
Matthew Kline, Erin Manning, and Kelee Williams, and each of
them, as the undersigned's true and lawful attorneys-in-fact and
agents, with full power of substitution and resubstitution, for
the undersigned and in the undersigned's name, place and stead,
to sign any and all Securities and Exchange Commission statements
of beneficial ownership of securities of Young Innovations, Inc.
(the "Company") on Forms 3, 4 and 5 as required under Section
16(a) of the Securities Exchange Act of 1934, as amended, and to
file the same with all exhibits thereto, and other documents in
connection therewith, with the Securities and Exchange
Commission, the Company and the NASDAQ Stock Market, granting
unto said attorneys-in-fact and agents, and each of them, full
power and authority to do and perform each act and thing
requisite and necessary to be done under said Section 16(a), as
fully and to all intents and purposes as the undersigned might or
could do in person, hereby ratifying and confirming all that said
attorneys-in-fact and agents, and each of them, may lawfully do
or cause to be done by virtue hereof.

     A copy of this Power of Attorney shall be filed with the
Securities and Exchange Commission.  The authorization set forth
above shall continue in full force and effect until the
undersigned revokes such authorization by written instructions to
the attorneys-in-fact.

     The authority granted hereby shall in no event be deemed to
impose or create any duty on behalf of the attorney-in-fact with
respect to the undersigned's obligations to file Forms 3, 4 and 5
with the Securities and Exchange Commission.


Dated:  October 18, 2011


                        Signature of Reporting Person

                        /s/ George E. Richmond

                        George E. Richmond
                        Vice Chairman of the Board of Directors
                        Young Innovations, Inc.