[
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] Rule 13d-1(b)
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[
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] Rule 13d-1(c)
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[ X | ] Rule 13d-1(d) |
1.
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NAME OF REPORTING PERSON
IRS. IDENTIFICATION NUMBER. OF ABOVE PERSON (ENTITIES ONLY)
George E. Richmond
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2.
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) o
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3.
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SEC USE ONLY
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4.
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CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
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5.
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SOLE VOTING POWER
2,108,204
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6.
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SHARED VOTING POWER
-0-
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7.
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SOLE DISPOSITIVE POWER
2,108,204
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8.
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SHARED DISPOSITIVE POWER
-0-
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9.
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,108,204
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10.
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
x Amount excludes 1,102 shares of Common Stock held by Mr. Richmond’s spouse. Mr. Richmond has no voting or dispositive power over such shares and disclaims beneficial ownership of the 1,102 shares.
x Amount excludes 49,282 shares of Common Stock held by the Richmond Foundation for which Mr. Richmond serves as President. The voting and disposition of the shares held by the Richmond Foundation requires the approval of a majority of the members (currently three). Mr. Richmond disclaims beneficial ownership of the 49,282 shares.
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11.
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
27%
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12.
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TYPE OF REPORTING PERSON
IN
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(a)
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Name of Issuer:
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(b)
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Address of Issuer’s Principal Executive Offices:
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(a)
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Name of person filing:
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(b)
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Address of principal business office or, if none, residence:
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(c)
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Citizenship: United States citizen
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(d)
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Title of Class of Securities: Common Stock, par value $.01 per share
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(e)
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CUSIP Number: 987520 10 3
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Item 3.
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If this statement is filed pursuant to sections 240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a:
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Not applicable.
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(a)
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Broker or dealer registered under section 15 of the Act.
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(b)
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Bank as defined in section 3(a)(6) of the Act.
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(c)
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Insurance company as defined in section 3(a)(19) of the Act.
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(d) | [ | ] | Investment company registered under section 8 of the Investment Company Act of 1940. |
(e)
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An investment adviser in accordance with section 240.13d-1(b)(1)(ii)(E).
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(f) | [ | ] |
An employee benefit plan or endowment fund in accordance with section 240.13d-1(b)(1)(ii)(F).
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(g) | [ | ] |
A parent holding company or control person in accordance with section 240.13d-1(b)(ii)(G).
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(h) | [ | ] |
A savings association as defined in section 3(b) of the Federal Deposit Insurance Act.
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(i) | [ | ] |
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940.
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(j) | [ | ] | Group, in accordance with section 240.13d-1(b)(1)(ii)(J). |
If this statement is filed pursuant to section 240.13d-1(c), check this box: [ ]
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Item 4.
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Ownership.
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(a)
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Amount beneficially owned: 2,108,204 (See (10) on the cover page regarding
Shares excluded from the amount listed as beneficially owned.
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(b)
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Percent of class: 27%
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(c)
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Number of shares as to which such persons have:
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(i)
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Sole power to vote or to direct the vote: 2,108,204
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(ii)
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Shared power to vote or to direct the vote: -0-
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(iii)
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Sole power to dispose or to direct the disposition of: 2,108,204
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(iv)
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Shared power to dispose or to direct the disposition of: -0-
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Item 5.
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Ownership of Five Percent or Less of a Class.
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Item 6.
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Ownership of More than Five Percent on Behalf of Another Person.
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Item 7.
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.
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Item 8.
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Identification and Classification of Members of the Group
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Item 9.
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Notice of Dissolution of Group.
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Item 10.
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Certification
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POWER OF ATTORNEY The undersigned constitutes and appoints Julia A. Carter, Matthew Kline, Erin Manning, and Kelee Williams, and each of them, as the undersigned's true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution, for the undersigned and in the undersigned's name, place and stead, to sign any and all Securities and Exchange Commission statements of beneficial ownership of securities of Young Innovations, Inc. (the "Company") on Forms 3, 4 and 5 as required under Section 16(a) of the Securities Exchange Act of 1934, as amended, and to file the same with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, the Company and the NASDAQ Stock Market, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each act and thing requisite and necessary to be done under said Section 16(a), as fully and to all intents and purposes as the undersigned might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, and each of them, may lawfully do or cause to be done by virtue hereof. A copy of this Power of Attorney shall be filed with the Securities and Exchange Commission. The authorization set forth above shall continue in full force and effect until the undersigned revokes such authorization by written instructions to the attorneys-in-fact. The authority granted hereby shall in no event be deemed to impose or create any duty on behalf of the attorney-in-fact with respect to the undersigned's obligations to file Forms 3, 4 and 5 with the Securities and Exchange Commission. Dated: October 18, 2011 Signature of Reporting Person /s/ George E. Richmond George E. Richmond Vice Chairman of the Board of Directors Young Innovations, Inc.